Risk and Compliance Manager – ABCISL t/a ABC Asset Management Company

2 weeks ago
Application deadline closed.

Job Description

Job Purpose  : Ensure effective risk management and adherence to applicable internal policies and procedures and externally to applicable laws and regulation.

Key Outputs & Responsibilities: –

1.   Risk Management

  • Examine business activities to identify potential risks, collect and analyse data on internal and external factors.
  • Evaluate potential risks to the organization, develop a risk management approach which prioritizes risks based on their potential consequences.
  • Create and implement plans to reduce or eliminate risks, and to manage the business’s insurance policies.
  • Communicate risks and risk strategies to Management and staff, and training staff  in risk management techniques.
  • Monitor the effectiveness of risk management procedures, and, create and deliver risk assessments to management and stakeholders.
  • Develop and maintain policies and procedures for risk management.
  • Collaborate with other departments to incorporate risk management into every aspect of the company.

2.   Internal Controls.

  • Ensure the business is in compliance with all internal policies and procedures.
  • Ensure that procedures and processes are in line with the approved operating manual.

3.   Compliance.

  • Ensure that the company complies with all relevant laws and regulations.
  • Provision of proactive and practical regulatory advice to business managers and support functions.
  • Ensure senior management remain informed of regulatory, legislative and best practice changes and their implications on the business.

4.    Control Reporting

  • Provide regular reports to Management and other Stakeholders on the performance of the control environment.
  • Create periodic tracking metrics and reporting of test of controls results to management and other stakeholders.

5.   Effective teamwork, self-management and alignment with group values

  • Plan and manage own workflow, anticipating obstacles, juggling priorities and following through on objectives within agreed time-frames and according to quality standards.
  • Promote a co-operative climate in working with others to achieve collective goals.

Qualifications & Experience

  • Grade 12 School Certificate with 5 credits including English and Mathematics.
  • Economics/BACC/CA Zambia/ACCA/CIMA/CFA.
  • Certifications such as Certified Risk Manager (CRM) or Certified Risk Management Professional (CRMP) will be an added advantage.
  • Highly Proficient in Microsoft Excel and Power point Applications.
  • Must meet “fit and proper” requirements of a Risk and Compliance Manager as prescribed by local regulators.
  • Minimum of 3 years’ experience in similar role e.g Risk, Compliance, internal/external Audit.

Interested applicants who meet the job requirements should e-mail their CV’s to recruitment@mfz.co.zm. Only shortlisted candidates will be contacted. Ensure to include the job applied for in the subject field. Closing date: Friday, 24th January, 2025.